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September 29, 2026

What Happens When a Broker Triggers a Margin Call in An Account?

What Happens When a Broker Triggers a Margin Call in Your Account? A margin call is a demand from your brokerage firm to add cash or securities to a margin account. It comes when the account's equity falls too low. […]
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September 23, 2026

What Does It Mean When a Broker Is Barred From FINRA?

Being barred from FINRA means a broker can no longer work for any FINRA member brokerage firm in any role. A bar is the most serious penalty FINRA can give an individual. It is usually permanent, and it stays on […]
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September 1, 2026

Why Are Seniors Targeted More Often in Investment Fraud?

Why Are Seniors Targeted More Often in Investment Fraud? Seniors are targeted more often in investment fraud because they hold the largest pools of liquid retirement savings, they are reachable and responsive, and cognitive and social changes that come with […]
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Boca Raton Office

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980 N Federal Hwy #110
Boca Raton, FL 33432

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Main Office

1 Old Country Road, Suite 275
Carle Place, NY 11514

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Beverly Hills Office

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9171 Wilshire Blvd #500
Beverly Hills, CA 90210

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